Commission Implementing Regulation (EU) 2024/913 of 15 December 2023 laying down ... (32024R0913)
Commission Implementing Regulation (EU) 2024/913 of 15 December 2023 laying down implementing technical standards for the application of Directive 2011/61/EU of the European Parliament and of the Council with regard to the form and content of the information to be notified in respect of the cross-border activities of alternative investment fund managers and the exchange of information between competent authorities on cross-border notification letters
- COMMISSION IMPLEMENTING REGULATION (EU) 2024/913
- of 15 December 2023
- laying down implementing technical standards for the application of Directive 2011/61/EU of the European Parliament and of the Council with regard to the form and content of the information to be notified in respect of the cross-border activities of alternative investment fund managers and the exchange of information between competent authorities on cross-border notification letters
- (Text with EEA relevance)
- Article 1
- Form and content of standard model notification letters
- Article 2
- Transmission of the notifications made in accordance with Article 33(2) of Directive 2011/61/EU
- Article 3
- Templates to be used for the exchange of information between competent authorities
- Article 4
- Transmission of notifications between competent authorities
- Article 5
- Entry into force and application
- ANNEX I
- Model notification letter for the marketing of EU AIFs under Article 31(2) of Directive 2011/61/EU
- PART 1
- Information on the AIFM or internally managed AIF
- PART 2
- Information on the AIFs to be marketed in the home Member State of the AIFM
- Section 1.
- Identification of the AIFs
- Section 2.
- Arrangements made to prevent marketing to retail investors
- Section 3.
- Attachments
- ANNEX II
- Model notification letter for the cross-border marketing of EU AIFs under Article 32(2) of Directive 2011/61/EU
- PART 1
- Information on the AIFM or internally managed AIF
- Section 1.
- Identification of the AIFM or internally managed AIF
- Section 2.
- Facilities to retail investors (where relevant)
- PART 2
- Information on the AIFs to be marketed in the host Member State
- Section 1.
- Identification of the AIFs
- Section 2.
- Arrangements made for marketing of units or shares of AIFs
- Section 3.
- Attachments
- ANNEX III
- Model notification letter to be submitted by an EU AIFM to the competent authority of its home Member State to manage EU AIFs established in other Member States under Article 33(2) of Directive 2011/61/EU or to establish a branch in other Member State under Article 33(3) of Directive 2011/61/EU
- PART 1
- Information on the AIFM
- PART 2
- Information to be notified pursuant to Article 33(2) of Directive 2011/61/EU
- Section 1.
- Programme of operations
- Investment management
- Administration
- Investment and non-core services
- Section 2.
- Information on the AIFs to be managed in the host Member State
- PART 3
- Information to be provided by the AIFM pursuant to Article 33(3) of Directive 2011/61/EU to carry out its activities in the host Member State(s) through a branch
- Section 1.
- Information on the branch
- Section 2.
- Programme of operations of the branch
- Investment management
- Administration
- Investment and non-core services
- Section 3.
- Operational structure of the branch
- Section 4.
- Termination of the branch
- ANNEX IV
- Statement on the authorisation of an AIFM under Article 32(3), second subparagraph, of Directive 2011/61/EU
- Section 1.
- Department responsible for the establishment of the statement within the competent authority of the AIFM home Member State
- Section 2.
- Identification of the authorised AIFM
- Section 3.
- Scope of the authorisation of the AIFM
- ANNEX V
- Model notification letter regarding persons responsible for a branch to be submitted by EU AIFM to the competent authority of its home Member State intending to establish a branch in other Member States under Article 33(3), letter (c), of Directive 2011/61/EU
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