Commission Delegated Regulation (EU) 2021/731 of 26 January 2021 supplementing Re... (32021R0731)
Commission Delegated Regulation (EU) 2021/731 of 26 January 2021 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to rules of procedure for penalties imposed on third-country central counterparties or related third parties by the European Securities and Markets Authority (Text with EEA relevance)
- COMMISSION DELEGATED REGULATION (EU) 2021/731
- of 26 January 2021
- supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to rules of procedure for penalties imposed on third-country central counterparties or related third parties by the European Securities and Markets Authority
- (Text with EEA relevance)
- Article 1
- Subject matter
- Article 2
- Right to be heard by the investigation officer
- Article 3
- Right to be heard by ESMA with regard to fines and supervisory measures
- Article 4
- Right to be heard by ESMA with regard to periodic penalty payments
- Article 5
- Right to be heard by ESMA with regard to interim decisions imposing fines
- Article 6
- Right to be heard by ESMA with regard to interim decisions imposing periodic penalty payments
- Article 7
- Access to the file and use of documents
- Article 8
- Limitation periods for the imposition of penalties
- Article 9
- Limitation periods for the enforcement of penalties
- Article 10
- Collection of fines and periodic penalty payments
- Article 11
- Calculation of periods, dates and time limits
- Article 12
- Entry into force
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