Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing R... (32019R0359)
Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository (Text with EEA relevance.)
- COMMISSION DELEGATED REGULATION (EU) 2019/359
- of 13 December 2018
- supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository
- (Text with EEA relevance)
- Article 1
- Identification, legal status and types of securities financing transactions
- Article 2
- Policies and procedures
- Article 3
- Ownership of the trade repository
- Article 4
- Ownership chart
- Article 5
- Organisational chart
- Article 6
- Corporate governance
- Article 7
- Internal control
- Article 8
- Regulatory compliance
- Article 9
- Senior management and members of the Board
- Article 10
- Staffing policies and procedures
- Article 11
- Fitness and properness
- Article 12
- Financial reports and business plans
- Article 13
- Management of conflicts of interest
- Article 14
- Confidentiality
- Article 15
- Inventory and mitigation of conflicts of interest
- Article 16
- Information Technology resources and outsourcing
- Article 17
- Ancillary services
- Article 18
- Transparency of access rules
- Article 19
- Verification of completeness and correctness of data
- Article 20
- Pricing policy transparency
- Article 21
- Operational risk
- Article 22
- Recordkeeping policy
- Article 23
- Data availability mechanisms
- Article 24
- Direct and immediate access to data by authorities
- Article 25
- Payment of fees
- Article 26
- Information to be provided in the case of extension of registration
- Article 27
- Verification of the accuracy and completeness of the application
- Article 28
- Entry into force
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