Commission Delegated Regulation (EU) 2023/1118 of 12 January 2023 supplementing D... (32023R1118)
Commission Delegated Regulation (EU) 2023/1118 of 12 January 2023 supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying the conditions under which colleges of supervisors exercise their tasks (Text with EEA relevance)
- COMMISSION DELEGATED REGULATION (EU) 2023/1118
- of 12 January 2023
- supplementing Directive (EU) 2019/2034 of the European Parliament and of the Council with regard to regulatory technical standards specifying the conditions under which colleges of supervisors exercise their tasks
- (Text with EEA relevance)
- SECTION 1
- Article 1
- Mapping of investment firm groups
- Article 2
- Determination of whether the establishment of a college of supervisors is appropriate
- Article 3
- Communication about the establishment of a college of supervisors
- SECTION 2
- Article 4
- Establishment of the written arrangements
- Article 5
- Identification of observers
- Article 6
- Participation in meetings of college of supervisors
- Article 7
- Delegation of tasks and responsibilities
- Article 8
- Exchange of information between the members of the college of supervisors and an investment firm group
- SECTION 3
- Article 9
- General conditions for the exchange of information within the college of supervisors
- Article 10
- Exchange of information to increase the efficiency of supervision of investment firm groups
- Article 11
- Exchange of information for the purposes of supervisory review and evaluation process
- Article 12
- Exchange of information with regard to the ongoing review of the permission to use internal models
- Article 13
- Cooperation with regard to non-compliance and sanctions
- Article 14
- Implementation of the supervisory review and evaluation process
- SECTION 4
- Article 15
- College framework in anticipation of possible emergency situations
- Article 16
- The exchange of information during emergency situations
- Article 17
- Coordination of the supervisory assessment and response to an emergency situation
- Article 18
- Coordination of the external communication in an emergency situation
- Article 19
- Entry into force
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