Directive 2009/65/EC of the European Parliament and of the Council of 13 July 200... (32009L0065)
Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (recast) (Text with EEA relevance)
- DIRECTIVE 2009/65/EC OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL
- of 13 July 2009
- on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS)
- (recast)
- (Text with EEA relevance)
- CHAPTER I
- SUBJECT MATTER, SCOPE AND DEFINITIONS
- Article 1
- Article 2
- Article 3
- Article 4
- CHAPTER II
- AUTHORISATION OF UCITS
- Article 5
- CHAPTER III
- OBLIGATIONS REGARDING MANAGEMENT COMPANIES
- SECTION 1
- Conditions for taking up business
- Article 6
- Article 7
- Article 8
- SECTION 2
- Relations with third countries
- Article 9
- SECTION 3
- Operating conditions
- Article 10
- Article 11
- Article 12
- Article 13
- Article 14
- Article 15
- SECTION 4
- Freedom of establishment and freedom to provide services
- Article 16
- Article 17
- Article 18
- Article 19
- Article 20
- Article 21
- CHAPTER IV
- OBLIGATIONS REGARDING THE DEPOSITARY
- Article 22
- Article 23
- Article 24
- Article 25
- Article 26
- CHAPTER V
- OBLIGATIONS REGARDING INVESTMENT COMPANIES
- SECTION 1
- Conditions for taking up business
- Article 27
- Article 28
- Article 29
- SECTION 2
- Operating conditions
- Article 30
- Article 31
- SECTION 3
- Obligations regarding the depositary
- Article 32
- Article 33
- Article 34
- Article 35
- Article 36
- CHAPTER VI
- MERGERS OF UCITS
- SECTION 1
- Principle, authorisation and approval
- Article 37
- Article 38
- Article 39
- Article 40
- SECTION 2
- Third-party control, information of unit-holders and other rights of unit-holders
- Article 41
- Article 42
- Article 43
- Article 44
- Article 45
- SECTION 3
- Costs and entry into effect
- Article 46
- Article 47
- Article 48
- CHAPTER VII
- OBLIGATIONS CONCERNING THE INVESTMENT POLICIES OF UCITS
- Article 49
- Article 50
- Article 51
- Article 52
- Article 53
- Article 54
- Article 55
- Article 56
- Article 57
- CHAPTER VIII
- MASTER-FEEDER STRUCTURES
- SECTION 1
- Scope and approval
- Article 58
- Article 59
- SECTION 2
- Common provisions for feeder and master UCITS
- Article 60
- SECTION 3
- Depositaries and auditors
- Article 61
- Article 62
- SECTION 4
- Compulsory information and marketing communications by the feeder UCITS
- Article 63
- SECTION 5
- Conversion of existing UCITS into feeder UCITS and change of master UCITS
- Article 64
- SECTION 6
- Obligations and competent authorities
- Article 65
- Article 66
- Article 67
- CHAPTER IX
- OBLIGATIONS CONCERNING INFORMATION TO BE PROVIDED TO INVESTORS
- SECTION 1
- Publication of a prospectus and periodical reports
- Article 68
- Article 69
- Article 70
- Article 71
- Article 72
- Article 73
- Article 74
- Article 75
- SECTION 2
- Publication of other information
- Article 76
- Article 77
- SECTION 3
- Key investor information
- Article 78
- Article 79
- Article 80
- Article 81
- Article 82
- CHAPTER X
- GENERAL OBLIGATIONS OF UCITS
- Article 83
- Article 84
- Article 85
- Article 86
- Article 87
- Article 88
- Article 89
- Article 90
- CHAPTER XI
- SPECIAL PROVISIONS APPLICABLE TO UCITS WHICH MARKET THEIR UNITS IN MEMBER STATES OTHER THAN THOSE IN WHICH THEY ARE ESTABLISHED
- Article 91
- Article 92
- Article 93
- Article 94
- Article 95
- Article 96
- CHAPTER XII
- PROVISIONS CONCERNING THE AUTHORITIES RESPONSIBLE FOR AUTHORISATION AND SUPERVISION
- Article 97
- Article 98
- Article 99
- Article 100
- Article 101
- Article 102
- Article 103
- Article 104
- Article 105
- Article 106
- Article 107
- Article 108
- Article 109
- Article 110
- CHAPTER XIII
- EUROPEAN SECURITIES COMMITTEE
- Article 111
- Article 112
- CHAPTER XIV
- DEROGATIONS, TRANSITIONAL AND FINAL PROVISIONS
- SECTION 1
- Derogations
- Article 113
- Article 114
- SECTION 2
- Transitional and final provisions
- Article 115
- Article 116
- Article 117
- Article 118
- Article 119
- ANNEX I
- SCHEDULE A
- SCHEDULE B
- Information to be included in the periodic reports
- I. Statement of assets and liabilities:
- IV. Portfolio, distinguishing between:
- V. Statement of the developments concerning the assets of the UCITS during the reference period including the following:
- VI. A comparative table covering the last three financial years and including, for each financial year, at the end of the financial year:
- ANNEX II
- Functions included in the activity of collective portfolio management:
- ANNEX III
- PART A
- Repealed Directive with list of its successive amendments
- (referred to in Article 117)
- PART B
- List of time limits for transposition into national law and application
- (referred to in Article 117)
- ANNEX IV
- Correlation table
Feedback